Compliance Client View : Analyse compliance irregularities more easily
For compliance analyses, the required client data often has to be collected in several steps, followed by manual processing and analysing. Although most of the required data that compliance staff need is available in the core banking system Avaloq, there is no standardised way to retrieve this data in a consolidated and efficient manner, nor are there any uniform processes.
Compliance Client View (CCV) is the solution for the digitalisation and standardisation of client analyses. The relevant data is prepared, visualised and can be refined with filter functions if required. Thanks to structured data analysis and optimised visualisations, identifying, verifying and documenting compliance violations becomes simple and efficient.
Key Features – Learn more about what Compliance Client View has to offer
Static data and network analysis
Quick and interactive overview of all compliance-relevant data of a client or client group. Relationships of connected persons are displayed in the dashboard by means of a network diagram. (Basis Module)
Comprehensive filter and analysis options for the entire transaction history. Thanks to grouping on various levels, display of aggregation key figures for each level and detailed reports with one click, analyses can be created according to individual use cases. (Basis Module)
Quick overview of the entire stock trade or individual titles. Among other things, filters and key figures at group and position level, graphic display of the chronological course of performance, value and buy/sell and various detailed displays. (Security Module)
Standardised output to management and authorities
Completed case analyses can be transferred with one click to one of several possible predefined Word templates for internal filing or distribution to other parties. This retains the flexibility for individual adjustments per case, but makes the tedious assembling of all information a thing of the past. (Output Module)
Seamless integration into the Confinale goAML reporting solution
In the event of a suspected case of money laundering, the previously analysed transactions and parties are seamlessly transferred to the Confinale goAML reporting solution. This allows you to simultaneously benefit from clean documentation and maximum efficiency when creating goAML reports.
Compliance Client View - a flexible and comprehensive solution
Actively shape your product
Customer requirements evolve - just like Compliance Client View. We are constantly expanding CCV and integrating your product ideas. With the optional maintenance and further development module, you are automatically a member of the CCV community and can actively shape your product.
Full flexibility thanks to modular structure
Compliance Client View has a modular structure. The Basis Module contains the central functions for the daily work of compliance staff. The additional modules Security and Output cover further specific use cases.